A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...

The agency says issuer approval is required for true tokenized ownership, warning that many stock tokens sold to retail ...

WASHINGTON (AP) — Federal regulators proposed setting minimum capital levels that banks and other firms that trade derivatives must hold as a cushion against risk. The Securities and Exchange ...

The Rule provides that a Derivatives Dealer will be exempt from its provisions, except for those sections relating to Fair Dealing, handling complaints, and compliance and record-keeping, in respect ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The Investment Industry Regulatory Organization of Canada (IIROC) is proposing rule changes that would enable it to oversee derivatives trading on exchanges. The industry self-regulatory organization ...

In early 2021, the central pillar of the G20’s reform of the OTC derivatives market went into effect. While the legislation aimed to enhance financial stability and reduce bilateral exposure, it has ...