The U.K.’s Financial Conduct Authority (FCA) announced on Friday that it’s planning to reform the regulatory regime for crowdfunding that could see the regulator introduce prescriptive after finding ...

Canada’s banks rank their prudential regulator, the Office of the Superintendent of Financial Institutions (OSFI), ahead of other regulators domestically and abroad when it comes to the relationship ...

Ontario’s insurance regulator offered a spirited defence of principles-based regulation last week, giving concrete examples of how the approach spares insurance companies from facing unnecessary ...

TORONTO • In his first public address since becoming Canada’s top bank regulator, Jeremy Rudin declared Tuesday that his job is not to “stamp out risk,” but to encourage responsible risk-taking to ...

Strict rules on how mortgage information is disclosed to borrowers are “too prescriptive” and prevent firms from taking a more tailored approach, some businesses have argued. The FCA has today ...

VICTORIA — British Columbia wants a federal government clampdown on prescription rules after thousands of doses of the hyped weight loss drug Ozempic went to Americans, doled out by a single ...

The industry body has argued against “prescriptive record keeping obligations” in favour of advisers using their professional judgement. According to the Financial Advice Association Australia (FAAA), ...